The Financial Investigation Agency’s (the Agency) Supervision and Enforcement Unit is seeking to fill the post of Compliance Examiner.
This position reports to the Senior Compliance Examiner and is responsible for assisting with the implementation of the Agency’s AML/CFT supervision regime for Non-Profit Organisations and Designated Non-Financial Businesses and Professions (Supervised Entities).
Job Responsibilities:
- Perform risk-based assessments of supervised entities.
- Assist with the annual registration process of the DNFBP sector
- Review and provide timely feedback to supervised entities on compliance manuals.
- Conduct compliance examinations (desk based and onsite) and ongoing monitoring of non-compliance.
- Produce comprehensive reports on the Compliance activities including reports on compliance examinations and corrective actions.
- Maintain compliance database and physical files to ensure that information is accurate and current. Assist with the recording and reporting of statistics for the Unit.
- Assist in developing and delivering presentations and outreach workshops geared towards increasing AML/CFT awareness amongst the supervised entities.
- Keep abreast of international developments in AML/CFT.
- Maintain strict standards of confidentiality in dealing with highly sensitive information.
- Communicate policies to supervised entities and other stakeholders.
- Establish and maintain effective communication with supervised entities and other stakeholders.
- Assist and provide input in the establishment and ongoing development of the supervisory framework.
Minimum Qualifications/Experience/Skills:
- Associate’s degree in law, business administration, economics, accounting, finance or related field.
- Prior experience in financial or legal services field, within a compliance based role.
- Knowledge of the Territory’s AML/CFT legislation.
- Ability to draft reports and make recommendations concisely.
- Excellent organizational and interpersonal skills.
- Ability to handle sensitive and confidential matters and to exercise tact and professionalism at all times.
- Excellent oral and written communication skills, strong analytical skills, and ability to meet deadlines.
- Ability work with minimal supervision.
- Ability to meet deadlines, work under pressure and manage a high workload.
- Sound knowledge of relevant computer software including Excel, Word and PowerPoint.
Preferred Qualifications/Experience/Skills:
- Bachelor’s degree in law, business administration, finance, economics or related field.
- Minimum of three (3) years experience in the financial or legal services industry, preferably in a compliance role.
- AML/CFT Compliance Certification.
- Working knowledge of the Territory’s AML/CFT legislation and the FATF Recommendations
Complete applications must include your resume and cover letter outlining your interest and qualifications that meet the requirements of the post.
All applications should be addressed as noted below and submitted via email to [email protected].
Human Resources Manager
Financial Investigation Agency
2nd Floor, Ritter House
Wickham’s Cay II
PO Box 4090
Road Town, Tortola
Closing date: 20 October 2024