The Financial Investigation Agency’s (the Agency) Supervision and Enforcement Unit is seeking to fill the post of Compliance Examiner II.
This position reports to the Senior Compliance Examiner and is responsible for assisting with the implementation of the Agency’s AML/CFT supervision regime for Non-Profit Organisations and Designated Non-Financial Businesses and Professions (Supervised Entities).
Contractual Appointments will be considered for applicants who are non-belongers. Contracts will be for a period of two (2) years, with the option to extend for one (1) additional year.
Job Responsibilities:
- Assist and provide input in the establishment and ongoing development of the NPO/DNFBP supervisory framework.
- Perform risk assessments by conducting interviews with entities and individuals in the NPO/DNFBP sector to understand levels of AML/CFT awareness, transaction volumes, compliance with AML/CFT laws, record keeping practices and management structure.
- Conduct compliance inspections, report findings and provide ongoing monitoring of deficiencies.
- Provide timely feedback to NPO/DNFBP sector on Compliance Manual reviews and inspection findings.
- Produces comprehensive reports on the Compliance activities including reports on compliance examinations conducted.
- Maintain NPO/DNFBP databases and physical files to ensure that information is accurate and current.
- Provide training and assistance to other officers on the compliance team, as needed.
- Assist with the recording and reporting of statistics relating to the supervision of NPOs/DNFBPs.
- Assist in developing and creating training presentations and outreach workshops and programmes geared towards increasing AML/CFT awareness amongst the NPO/DNFBOP sector.
- Keep abreast of international developments in the AML/CFT fields particularly as it relates to the NPO/DNFBP sector.
- Maintain strict standards of confidentiality in dealing with highly sensitive information.
- Communicates policies to DNFBPs/NPRs and other stakeholders to inform, clarify and update on AML/CFT obligations.
- Establishes and maintains effective communication with DNFBPs/NPOs and other stakeholders.
- Provides Unit leadership in the absence of Senior Compliance Examiner.
Minimum Qualifications/Experience/Skills:
- Bachelor’s degree in law, business administration, finance, economics or related field.
- Minimum of three (3) years of regulatory experience, preferably in a compliance role.
- Certified Anti Money Laundering Specialist, Certified Financial Crimes Specialist or International Compliance Association Certification.
- Working knowledge of the Territory’s AML/CFT legislation.
- Ability to draft reports and make recommendations concisely.
- Excellent communication, organizational and interpersonal skills.
- Ability to handle sensitive and confidential matters and to exercise tact and professionalism at all times.
- Possess excellent oral and written communication skills, strong analytical skills, and ability meet deadlines.
- Sound knowledge of relevant computer software including Access, Word and PowerPoint.
Preferred Qualifications/Experience/Skills:
- Experience leading compliance and/or AMLCFTCPF Training
- Prior supervisory experience
Salary and Benefits:
Starting at $61,000, commensurate with qualifications.
Compensation and benefits package also includes reimbursement of National Health Insurance premium, gym membership allowance, and attractive vacation leave accrual. For non-contract employees, benefits also include 15% contribution towards pension and employer paid term life insurance at 5x salary (subject to underwriting).
Complete applications must include resume and cover letter outlining your interest and qualifications that meet the requirements of the post.
All applications should be addressed as noted below and submitted via email to [email protected].
Human Resources Manager
Financial Investigation Agency
2nd Floor, Ritter House
Wickham’s Cay II
PO Box 4090
Road Town, Tortola